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FINRA Awards for Mark Gregory Brackon

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0171205/28/2024Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconExpungement
22-0226310/25/2023Claimant(s): Loretta Bynum
Claimant Lawyers(s): Courtney Werning
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark Icon$125,000
21-0261005/30/2023Claimant(s): Luigj Perkaj
Claimant Lawyers(s): Tom De Bow
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconDismissed with Rule 12206
21-0176902/10/2023Claimant(s): Jesse Vos
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Gary M. Saretsky
Arbitrator(s): Barry Goldman, Betty Rankin Widgeon, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconExpungement
20-0337802/09/2023Claimant(s): Gregory Smith, Sarah Smith
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Oppenheimer & Co.., Thomas Kruse
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert J. Scafuri, Mark Gregory Brackon, Kader M Alcodray
Hearing Site: Detroit, MI
Checkmark Icon$70,000
18-0219911/08/2018Claimant(s): Danny Wrubel, Josephine Marion, Julie Ferrario, Julie Vipond, Karen Fell, Marilynn Peterson, Shirely Maiuri, Teresa Wrubel, Travis Peterson, Danny J. Wrubel IRA, Marilynn L. Person, IRA, Ferrario Family Revocable Trust, Marilynn L. Peterson Revocable Trust, Marion Family Living Trust, Marion Irrevocable Trust, Shirley A. Maiuri
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Jackie Wadsworth, IMS Securities.
Respondent Lawyers(s): Jackie D. Wadsworth, Jackie Wadsworth
Arbitrator(s): Patrick R. Sughroue, Edward A. Porter, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark Icon$1,019,210

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