23-01712 | 05/28/2024 | Claimant(s): Corey Haber Claimant Lawyers(s): Corey J. Haber Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Expungement |
22-02263 | 10/25/2023 | Claimant(s): Loretta Bynum Claimant Lawyers(s): Courtney Werning Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon Hearing Site: Detroit, MI
| | $125,000 |
21-02610 | 05/30/2023 | Claimant(s): Luigj Perkaj Claimant Lawyers(s): Tom De Bow Respondent(s): First Allied Securities. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Dismissed with Rule 12206 |
21-01769 | 02/10/2023 | Claimant(s): Jesse Vos Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Gary M. Saretsky Arbitrator(s): Barry Goldman, Betty Rankin Widgeon, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Expungement |
20-03378 | 02/09/2023 | Claimant(s): Gregory Smith, Sarah Smith Claimant Lawyers(s): John A. Hubbard Respondent(s): Oppenheimer & Co.., Thomas Kruse Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Robert J. Scafuri, Mark Gregory Brackon, Kader M Alcodray Hearing Site: Detroit, MI
| | $70,000 |
18-02199 | 11/08/2018 | Claimant(s): Danny Wrubel, Josephine Marion, Julie Ferrario, Julie Vipond, Karen Fell, Marilynn Peterson, Shirely Maiuri, Teresa Wrubel, Travis Peterson, Danny J. Wrubel IRA, Marilynn L. Person, IRA, Ferrario Family Revocable Trust, Marilynn L. Peterson Revocable Trust, Marion Family Living Trust, Marion Irrevocable Trust, Shirley A. Maiuri Claimant Lawyers(s): Daniel J. Broxup Respondent(s): Jackie Wadsworth, IMS Securities. Respondent Lawyers(s): Jackie D. Wadsworth, Jackie Wadsworth Arbitrator(s): Patrick R. Sughroue, Edward A. Porter, Mark Gregory Brackon Hearing Site: Detroit, MI
| | $1,019,210 |