| 23-01624 | 09/19/2024 | Claimant(s): Ramesh Madhusudan
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services., Vfinance Investments
Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
|  | Expungement |
| 23-02990 | 05/02/2024 | Claimant(s): Jack Riley
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
| | |
| 23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 23-02756 | 03/01/2024 | Claimant(s): Damian Hedley
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | |
| 23-02777 | 02/29/2024 | Claimant(s): Daryl Allen
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 23-00979 | 02/05/2024 | Claimant(s): Matthew Fitzgerald
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
| | |
| 21-01246 | 02/03/2022 | Claimant(s): Charlotte Lowe, Patrick Lowe
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 21-01126 | 01/27/2022 | Claimant(s): David Trogan
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Randi Perry Spallina
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | |
| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
