| 23-01624 | 09/19/2024 | Claimant(s): Ramesh Madhusudan
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services., Vfinance Investments
Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 13-03653 | 04/10/2015 | Claimant(s): Erno Bodek
Claimant Lawyers(s): Charles Goldstein
Respondent(s): Jeffrey Auerbach, Vfinance Investments
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Larry H. Irom, Fred L. Simon, Geri S. Krauss
Hearing Site: New York, NY
|  | Expungement |
| 11-00051 | 10/14/2011 | Claimant(s): Vfinance Investments
Claimant Lawyers(s): Billy Groeneveld
Respondent(s): Automated Trading Desk Financial Service
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John M. Eadie, Morton D. Siegel, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
| | |
| 09-05358 | 08/25/2010 | Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL
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