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FINRA Awards for Vfinance Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0365304/10/2015Claimant(s): Erno Bodek
Claimant Lawyers(s): Charles Goldstein
Respondent(s): Jeffrey Auerbach, Vfinance Investments
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Larry H. Irom, Fred L. Simon, Geri S. Krauss
Hearing Site: New York, NY
Checkmark IconExpungement
11-0005110/14/2011Claimant(s): Vfinance Investments
Claimant Lawyers(s): Billy Groeneveld
Respondent(s): Automated Trading Desk Financial Service
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John M. Eadie, Morton D. Siegel, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
09-0535808/25/2010Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL

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