15-00696 | 03/30/2016 | Claimant(s): Sondra Steinberg Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Joseph L. Bernstein, David Rich, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $53,500 |
14-02427 | 05/14/2015 | Claimant(s): Scott Goodkind Claimant Lawyers(s): Craig D Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph L. Bernstein, Bruce K. Isenberg, Gustavus L. Pearthree Hearing Site: Boca Raton, FL
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14-01136 | 02/18/2015 | Claimant(s): Daniel Head Claimant Lawyers(s): Craig D. Stein Respondent(s): Reecie Stagnolia Respondent Lawyers(s): August M. Iorio Arbitrator(s): Joseph L. Bernstein, David P. Slater, Lucie L. Sabella Hearing Site: Boca Raton, FL
| | Expungement |
13-00169 | 01/06/2014 | Claimant(s): Julia Pordon, Leo Pordon, Julia M. Pordon on Behalf of Her IRA, Leo Pordon on Behalf of His IRA Claimant Lawyers(s): Keith L. Griffin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): John M. Eadie, Joseph L. Bernstein, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | Expungement |
12-00790 | 09/25/2013 | Claimant(s): Amira Kuri, Mariano Gonzalezoracion Industrial Gargonz SA DE CV Claimant Lawyers(s): Matthew L. Jones Respondent(s): Atlas One Financial Group Respondent Lawyers(s): Lloyd R. Schwed Arbitrator(s): Joseph L. Bernstein, Nancy J. Cliff, Gerald Silverman Hearing Site: Miami, FL
| | $73,764 |
12-03764 | 08/30/2013 | Claimant(s): Robert Sperber Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam Hearing Site: Miami, FL
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11-04716 | 04/19/2013 | Claimant(s): Joanne Gould, Michael Gould Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): John Vassalotti Arbitrator(s): Joseph L. Bernstein, Daniel P. Lund, Harvey Russell Preston Hearing Site: Boca Raton, FL
| | Expungement |
11-04751 | 04/12/2013 | Claimant(s): Robert Schneider Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Kenneth Hobbs, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Joseph L. Bernstein, Nancy J. Cliff, Richard S. Herman Hearing Site: Miami, FL
| | $0 |
10-01556 | 11/05/2012 | Claimant(s): Cortell Family Limited Partnership, Denise C. Slomak Trust, Karen Robbins Trust Claimant Lawyers(s): Matthew W. Woodruff Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawerence Polk Arbitrator(s): Joseph L. Bernstein, Paul Joseph McIntyre, Peter A. Portley Hearing Site: Boca Raton, FL
| | $0 |
10-00432 | 07/19/2011 | Claimant(s): Roberta Press Living Trust Claimant Lawyers(s): Russell L Forkey Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Monica I. Salis, Joseph L. Bernstein, Jay Stewart Zeif Hearing Site: Boca Raton, FL
| | $0 |