| 22-00545 | 05/19/2023 | Claimant(s): Maurice Wilde
Claimant Lawyers(s): Maurice C. Wilde
Respondent(s): Barry Sommers, Daniel Tumba, George Acevedo, J.P. Morgan Securities, Ian Fidler, Jamie Dimon, Mark LaRoe, Ricardo Penafiel, Salvatore Tiano, JPMorgan Distribution Services.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Seth L. Finkel, Lucie L. Sabella, Pansy Mullings
Hearing Site: Boca Raton, FL
| | |
| 14-00150 | 08/18/2016 | Claimant(s): David Vallieres
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest
Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | |
| 14-01136 | 02/18/2015 | Claimant(s): Daniel Head
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Reecie Stagnolia
Respondent Lawyers(s): August M. Iorio
Arbitrator(s): Joseph L. Bernstein, David P. Slater, Lucie L. Sabella
Hearing Site: Boca Raton, FL
| | Expungement |
