19-01723 | 07/18/2022 | Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992 Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca K. Lindahl Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane Hearing Site: Boca Raton, FL
| | $252,627 |
21-01164 | 02/22/2022 | Claimant(s): Stephen Brown Claimant Lawyers(s): Craig Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): William Kent Brown, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
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17-02171 | 09/27/2018 | Claimant(s): Evan Anish Claimant Lawyers(s): Evan Sean Anish Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Gregory L. Smith Arbitrator(s): Tina Scott Polsky, Sydney E. Blum, Robert G. Geeseman Hearing Site: Boca Raton, FL
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16-03542 | 06/27/2017 | Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
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14-00150 | 08/18/2016 | Claimant(s): David Vallieres Claimant Lawyers(s): Robert J. Pearl Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky Hearing Site: Boca Raton, FL
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11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership Claimant Lawyers(s): Michael Hill Respondent(s): Wells Fargo Advisors, Patsy Lillehei Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky Hearing Site: Boca Raton, FL
| | Expungement |
10-03065 | 08/21/2012 | Claimant(s): Louis Kulekofsky, IRA Claimant Lawyers(s): Alan J. Foxman Respondent(s): Advest. Respondent Lawyers(s): Bradley B Rounsaville Arbitrator(s): Linda M. Granata, Lee Alan Rosenblum, Tina Scott Polsky Hearing Site: Boca Raton, FL
| | Expungement |