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FINRA Awards for Jonathan Chane

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0376510/03/2022Claimant(s): OKC Group
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): First Republic Investment Management, First Republic Securities Company
Respondent Lawyers(s): Neal Robb
Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
19-0172307/18/2022Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane
Hearing Site: Boca Raton, FL
Checkmark Icon$252,627
18-0258004/24/2019Claimant(s): Marc Lowell
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Susan L. Torbin, Richard J. Kaplan, Jonathan Chane
Hearing Site: Boca Raton, FL

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