Potomac Analytics' Logo

FINRA Awards for Adam D. Palmer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0024802/23/2021Claimant(s): Scott Morse
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Mitchell Manoff, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Mitchell (NMN) Manoff, Mitchell Manoff, Richard (NMN) Calabrese
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
18-0258004/24/2019Claimant(s): Marc Lowell
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Susan L. Torbin, Richard J. Kaplan, Jonathan Chane
Hearing Site: Boca Raton, FL
17-0037311/21/2017Claimant(s): Jeremy Gottlieb
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): William Kent Brown, William E. Schneider, Alisa Matire
Hearing Site: Boca Raton, FL
16-0301306/02/2017Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Paul J. Burkhart, Jeremy M. Colvin, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
14-0122212/29/2014Claimant(s): Scott Notowitz
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Robert A. Sauerberg, Walter John Chesney, Theodore Israel Herold
Hearing Site: Boca Raton, FL
14-0122112/24/2014Claimant(s): Douglas Adams
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert A. Sauerberg, David E. Mowry, Edward R. Niederriter
Hearing Site: Boca Raton, FL
10-0093302/24/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Richard Plevy
Respondent Lawyers(s): Adam D. Palmer
Arbitrator(s): Jeffrey C. Thompson, Ilisa J. Smukler, William Kent Brown
Hearing Site: Boca Raton, FL

7 Results

Display: