| 19-01808 | 01/28/2020 | Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
| | |
| 16-03595 | 03/06/2017 | Claimant(s): Sean Moran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 16-02320 | 12/19/2016 | Claimant(s): Eric Bodner
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 15-00934 | 03/08/2016 | Claimant(s): Jay Maltby
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Ray J. Grzebielski, James D. Adducci, Harry Edward Resis
Hearing Site: Chicago, IL
| | |
| 15-01235 | 12/31/2015 | Claimant(s): Andrew Worthington, Thomas Lips
Claimant Lawyers(s): Lawrence E. Fenster
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Lincoln W. Craighead, Robert E. Anderson, Marissa A. Santangelo
Hearing Site: Hartford, CT
| | |
| 14-01221 | 12/24/2014 | Claimant(s): Douglas Adams
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert A. Sauerberg, David E. Mowry, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 09-07241 | 08/19/2010 | Claimant(s): Michael Koch
Claimant Lawyers(s): Scott K. Porsborg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Herbert S. Bratt
Hearing Site: Bismarck, ND
|  | $0 |
| 08-04698 | 05/21/2010 | Claimant(s): Anthony Brown
Claimant Lawyers(s): Shona B. Glink
Respondent(s): Daniel Livingstone, UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth G. Crowley, Kenneth Crowley
Arbitrator(s): Jack Friedman, Alfred H. Kingon, Erica Levitt
Hearing Site: New York, NY
| | $0 |
| 09-02865 | 02/17/2010 | Claimant(s): Wernert Associates., Wernert Construction Management LLC
Claimant Lawyers(s): John B. Conway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
| | $68,828 |
