| 16-00222 | 02/09/2017 | Claimant(s): Bruce Pritz, Edward Edington, Jerry Oshinski, Lorraine Pritz, Robin Oshinski, Wallace Pritz, Edward Edington IRA, Jerry Oshinski IRA, Robin Oshinski IRA
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Louis Scherschel, Sigma Financial Corporation, Sigma Planning Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Stephany D. McLaughlin
Arbitrator(s): James D. Adducci, Leon Fox, Edward John Zulkey
Hearing Site: Chicago, IL
|  | Expungement |
| 15-00934 | 03/08/2016 | Claimant(s): Jay Maltby
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Ray J. Grzebielski, James D. Adducci, Harry Edward Resis
Hearing Site: Chicago, IL
| | |
| 12-04215 | 06/10/2014 | Claimant(s): Randall Auker
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James D. Adducci, Kenneth J. Good, Thomas Michael Genovese
Hearing Site: Chicago, IL
| | |
| 09-00558 | 07/02/2010 | Claimant(s): Carl Noble, Sandra Noble
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Theodore Williams, Howe Barnes Hoefer & Arnett.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): James D. Adducci, Louis M. Skydell, Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 05-00505 | 05/16/2008 | Claimant(s): Thomas Powers
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company
Respondent Lawyers(s): John A. Berg & Martin Harris
Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek
Hearing Site: Chicago, IL
| | |
