| 23-01637 | 10/30/2024 | Claimant(s): Austin Saremi
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Roberta Haft, Edith N. Dinneen, April Paradise-Switzer
Hearing Site: Los Angeles, CA
| | |
| 22-02649 | 05/24/2024 | Claimant(s): Howard Sproat
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael Lau, Paul J. Burkhart, Scott Manker
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-02850 | 09/27/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): William Paynter
Respondent Lawyers(s): Laurence M. Landsman
Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call
Hearing Site: Phoenix, AZ
| | |
| 20-00111 | 07/27/2021 | Claimant(s): Zbigniew Wojewnik
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Ray J. Grzebielski, Michael F. Jordan, Michael S. Gregory
Hearing Site: Chicago, IL
| | |
| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
| | |
| 15-00692 | 03/17/2016 | Claimant(s): Yaser Moustafa
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Romano Brothers And Company
Respondent Lawyers(s): William B. Berndt
Arbitrator(s): Thomas F. Mahoney, G. Gale Roberson, Daniel R. Formeller
Hearing Site: Chicago, IL
| | $155,000 |
| 13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio
Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin
Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 13-02263 | 03/19/2014 | Claimant(s): Kelly Curran
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Bart Ellis, Ameriprise Financial Services.
Respondent Lawyers(s): Bart James Ellis, Susan E. Sheely
Arbitrator(s): Carol McHugh Sanders
Hearing Site: Chicago, IL
| | $43,444 |
| 11-03457 | 05/28/2013 | Claimant(s): Abbe Heller, Howard Diamond
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): David Boudreau, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Theodore L. Leeb, Leonard Arthur Nelson, Olusola Olayinka Oyeyemi
Hearing Site: Chicago, IL
| | Expungement |
| 10-01367 | 11/02/2010 | Claimant(s): John Campanelli, Venus Campanelli
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Ameriprise Financial Services., Joseph Della Monica
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $5,213 |
