Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02850 | 09/27/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): William Paynter Respondent Lawyers(s): Laurence M. Landsman Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call Hearing Site: Phoenix, AZ | ||
| 19-00519 | 04/08/2021 | Claimant(s): Claimant Lawyers(s): Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill Hearing Site: Phoenix, AZ |  | Expungement |
| 18-01399 | 12/24/2019 | Claimant(s): Michele Schultz, Michele C. Schultz Family Living Trust Claimant Lawyers(s): David Neuman Respondent(s): Jerry Guttman Respondent Lawyers(s): Gregory T. Everts Arbitrator(s): Richard D. Fincher, Frank R. Mead, Patrick Irvine Hearing Site: Phoenix, AZ | | Stipulated Award |