Potomac Analytics' Logo

FINRA Awards for Frank R. Mead

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0139912/24/2019Claimant(s): Michele Schultz, Michele C. Schultz Family Living Trust
Claimant Lawyers(s): David Neuman
Respondent(s): Jerry Guttman
Respondent Lawyers(s): Gregory T. Everts
Arbitrator(s): Richard D. Fincher, Frank R. Mead, Patrick Irvine
Hearing Site: Phoenix, AZ
Checkmark IconStipulated Award
16-0316206/04/2018Claimant(s): First Command Financial Planning.
Claimant Lawyers(s): Karen C. Denney
Respondent(s): John Velez
Respondent Lawyers(s): Cody L. Towns
Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer
Hearing Site: Phoenix, AZ
07-0334211/19/2008Claimant(s): Damon Jones, Eric Eremia
Claimant Lawyers(s): Damon Lawrence Jones, Eric Anthony Eremia
Respondent(s): David Morgan, Charles Schwab & Co..
Respondent Lawyers(s): Christopher M. Mason
Arbitrator(s): S. Jeffrey Minker, Jeffrey Charles Evanello, Frank R. Mead
Hearing Site: Phoenix, AZ

3 Results

Display: