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FINRA Awards for Stephen David Bauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0316206/04/2018Claimant(s): First Command Financial Planning.
Claimant Lawyers(s): Karen C. Denney
Respondent(s): John Velez
Respondent Lawyers(s): Cody L. Towns
Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer
Hearing Site: Phoenix, AZ

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