| 22-00203 | 07/28/2023 | Claimant(s): United Planners' Financial Services Of A
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Dan Droeg
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Floyd Gerry Hoffman, Raymond George Seifritz, Wilbur Thomas Eggleston
Hearing Site: Phoenix, AZ
| | |
| 21-01270 | 03/14/2023 | Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group.
Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau
Hearing Site: Phoenix, AZ
|  | Expungement |
| 22-00560 | 12/19/2022 | Claimant(s): Erin Daniels
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | |
| 18-04091 | 10/20/2022 | Claimant(s): Manjunath Nathan, Arizona Medical Center, PLLC
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): John Kelly, Lifemark Securities Corp.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, J. William Brammer
Hearing Site: Phoenix, AZ
| | $0 |
| 20-01639 | 10/06/2021 | Claimant(s): Judith Cohen, MaxTrustDtd1/16/97 an AZ RvcbleLvgTrust
Claimant Lawyers(s): Jonah Toleno
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Timothy J. Kroll, Floyd Gerry Hoffman, Ronald Stewart Ripley
Hearing Site: Phoenix, AZ
| | $0 |
| 17-02850 | 09/27/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): William Paynter
Respondent Lawyers(s): Laurence M. Landsman
Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call
Hearing Site: Phoenix, AZ
| | |
| 19-02711 | 08/14/2020 | Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Narinder Singh, Proequities.
Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson
Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | $391,153 |
| 13-02334 | 07/14/2014 | Claimant(s): Jeffrey Smith, Joel Sheldon, Kozen Tsukamoto, Wayne Miiller
Claimant Lawyers(s): Wayne Ivan Miller
Respondent(s): J. Schultz, Longview Financial Group.
Respondent Lawyers(s): J. Stuart Schultz
Arbitrator(s): Katherine M. Harmeyer, Richard B. Bequette, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | |
