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FINRA Awards for Proequities.

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0090010/22/2021Claimant(s): Adam Lampe
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Proequities.
Respondent Lawyers(s): Jennifer M. Moore
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
20-0297106/21/2021Claimant(s): Jonathan Hlavac
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH
20-0115312/17/2020Claimant(s): Ricky Higgins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Heartland Capital., Proequities.
Respondent Lawyers(s): Jeanne A. Jehle, Katie M. Kimbrell
Arbitrator(s): Richard S. Zaifert
Hearing Site: Columbia, SC
20-0066410/21/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0271108/14/2020Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Narinder Singh, Proequities.
Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson
Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
Checkmark Icon$391,153
18-0299301/31/2020Claimant(s): Flonnoya Franklin
Claimant Lawyers(s): Fred M. Bean
Respondent(s): Blaine Miller, Samuel Capasso, Proequities.
Respondent Lawyers(s): Warren B. Lightfoot
Arbitrator(s): Ellen Holland Keller, Michael L. Fortney, Barbara E. Machin
Hearing Site: Cleveland, OH
17-0001802/23/2018Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren S. Veracruz
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett
Hearing Site: Los Angeles, CA
13-0207007/30/2014Claimant(s): Michael Ericson, Michael Ericson Executor of Don Ericson, Michael Ericson Executor of Jane Ericson, Michael Ericson Trustee of Don Ericson, Michael Ericson Trustee of Jane Ericson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Proequities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Donald Milo Helton, Marvin Kent Speigner, Emily Sides Bonds
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0236005/13/2014Claimant(s): Carroll Martini, Mildred Martini, Carroll Martini IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Douglas J. Nesbit, Kevin D. Hofman, Susan M. Sanger
Hearing Site: Minneapolis, MN
Checkmark Icon$0
12-0116705/14/2013Claimant(s): Suzy Asad, 1999 Suzy Asad Revocable Trust dtd 8/20/
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Mamdoh Abas, Proequities.
Respondent Lawyers(s): Alexis Y. Lu, Brandon Reif
Arbitrator(s): Robert B. Moran, Richard M. Norman, Robert Alan Merring
Hearing Site: Los Angeles, CA
Checkmark Icon$448,560

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