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FINRA Awards for W. Scott Bowersock

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0058103/27/2018Claimant(s): Mihail Naumovski
Claimant Lawyers(s): Marc D. Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch
Hearing Site: Los Angeles, CA
17-0001802/23/2018Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren S. Veracruz
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett
Hearing Site: Los Angeles, CA
16-0348701/03/2018Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G. Melkonian
Respondent(s): David Park, Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0116103/22/2016Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Harold McNaughton, Sagepoint Financial.
Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti
Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
13-0342707/17/2015Claimant(s): DeVonna Murrin, John Murrin
Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam
Respondent(s): Steven Olasky, Newcomb And Company
Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney
Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark Icon$0
11-0122409/12/2012Claimant(s): Penny Lipp Family Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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