17-00581 | 03/27/2018 | Claimant(s): Mihail Naumovski Claimant Lawyers(s): Marc D. Schifanelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch Hearing Site: Los Angeles, CA
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17-00018 | 02/23/2018 | Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren S. Veracruz Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett Hearing Site: Los Angeles, CA
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16-03487 | 01/03/2018 | Claimant(s): Cyrus Tabaz Claimant Lawyers(s): Geoffrey G. Melkonian Respondent(s): David Park, Unionbanc Investment Services Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA
| | $0 |
15-01161 | 03/22/2016 | Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust Claimant Lawyers(s): Leonard Steiner Respondent(s): Harold McNaughton, Sagepoint Financial. Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
13-03427 | 07/17/2015 | Claimant(s): DeVonna Murrin, John Murrin Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam Respondent(s): Steven Olasky, Newcomb And Company Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock Hearing Site: Los Angeles, CA
| | $0 |
11-01224 | 09/12/2012 | Claimant(s): Penny Lipp Family Trust Claimant Lawyers(s): Steve Buchwalter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock Hearing Site: Los Angeles, CA
| | Expungement |