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FINRA Awards for Harold McNaughton

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0116103/22/2016Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Harold McNaughton, Sagepoint Financial.
Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti
Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
10-0292912/16/2010Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Justin Sacca
Respondent(s): Harold McNaughton
Respondent Lawyers(s): Harold D. McNaughton
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA

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