23-03601 | 10/31/2024 | Claimant(s): Richard Treat Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Leonard Arthur Nelson Hearing Site: Denver, CO
| | $0 |
23-01031 | 07/15/2024 | Claimant(s): Sandra Scullen, Sandra M. Scullen IRA Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston Hearing Site: Dallas, TX
| | $0 |
23-01153 | 12/26/2023 | Claimant(s): Securities America. Claimant Lawyers(s): Justin Sacca Respondent(s): Robert Thomas Respondent Lawyers(s): Robert A. Thomas Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME
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22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
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21-02760 | 02/10/2023 | Claimant(s): James Moniz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Signator Investors. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA
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22-01576 | 02/09/2023 | Claimant(s): William Crull Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation Respondent Lawyers(s): Deirdre Wolff, Justin Sacca Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
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22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Justin Sacca Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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21-00021 | 01/06/2022 | Claimant(s): Dierdre Hallick, Mark Hallick Claimant Lawyers(s): Jason J. Kane Respondent(s): Securities America., Investacorp Inc., Stephen Lawler, First Allied Securities. Respondent Lawyers(s): Justin Sacca, Sean T. Needham Arbitrator(s): Leonard Arthur Nelson, Jonathan B. Gilbert, Stuart W. Smith Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
12-02596 | 05/20/2015 | Claimant(s): Claimant Lawyers(s): Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky Respondent Lawyers(s): Jonathan Thau Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd Hearing Site: Newark, NJ
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12-03892 | 01/22/2014 | Claimant(s): Joseph Rocco Claimant Lawyers(s): Christopher J. Gray Respondent(s): Andrew Blease, American General Securities Incorporated Respondent Lawyers(s): Edwin A. Barkel, Justin Sacca Arbitrator(s): Katherine M. Harmeyer Hearing Site: Phoenix, AZ
| | Expungement |