23-00729 | 09/24/2024 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Summit Brokerage Service., Kestra Investment Services, Midsouth Capital. Respondent Lawyers(s): David Feldstein, Lydia R. Zaidman, Ronald J. Bateh Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA
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22-01935 | 09/10/2024 | Claimant(s): Claimant Lawyers(s): Respondent(s): Mark Mappa, Kestra Investment Services Respondent Lawyers(s): Andrew S. May, Lydia R. Zaidman Arbitrator(s): Michael S. Matek, Larry Evert Carlson, Richard Michael Stanton Hearing Site: Chicago, IL
| | $0 |
23-03035 | 07/09/2024 | Claimant(s): Curt Caserta, Lee Duckworth, Peter Alofsin Claimant Lawyers(s): Eric A. Bensky Respondent(s): Triad Advisors LLC, Kestra Investment Services Respondent Lawyers(s): Jennifer R. Cox, Lydia R. Zaidman Arbitrator(s): Maya Steinitz Hearing Site: Providence, RI
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23-02771 | 06/07/2024 | Claimant(s): Kent Fitzpatrick Claimant Lawyers(s): Brian Luther Respondent(s): NFP Securities. Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA
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23-02221 | 01/26/2024 | Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): Farid Farhoumand Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Sharon R. Merriman, Barry Goldman, Crystal Lynne Johnson Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12504 |
22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Justin Sacca Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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22-00022 | 07/11/2022 | Claimant(s): Amanda Dunlap Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX
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20-01899 | 02/15/2022 | Claimant(s): Kristi Trowbridge, Stephen Trowbridge Claimant Lawyers(s): Ross E Webster Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Bill Lamoreaux, Victor L. Hayslip, Charles Lange Clark Hearing Site: Birmingham, AL
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18-02760 | 03/04/2019 | Claimant(s): Kevin Farrell Claimant Lawyers(s): Kevin Francis Farrell Respondent(s): Scott Thorson, H. Beck. Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): James Drew Butler Hearing Site: Baltimore, MD
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18-01111 | 08/30/2018 | Claimant(s): Michael Rudelson Claimant Lawyers(s): Cynthia Moulton Respondent(s): Kestra Investment Services Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Jeff Kilgore Hearing Site: Houston, TX
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