| 20-03392 | 02/21/2023 | Claimant(s): NexTrend Securities.
Claimant Lawyers(s): Leland C. de la Garza
Respondent(s): Mark Cherlin, Scott Offerman, Sonya Gotz
Respondent Lawyers(s): David J. Abell, Leland C. de la Garza
Arbitrator(s): Bill Lamoreaux, Karen Roberts Washington, Tricia R DeLeon
Hearing Site: Dallas, TX
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| 22-00285 | 09/21/2022 | Claimant(s): John Husby
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston
Hearing Site: Dallas, TX
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| 20-01899 | 02/15/2022 | Claimant(s): Kristi Trowbridge, Stephen Trowbridge
Claimant Lawyers(s): Ross E Webster
Respondent(s): Kestra Investment Services, Llc
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Bill Lamoreaux, Victor L. Hayslip, Charles Lange Clark
Hearing Site: Birmingham, AL
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| 20-00461 | 12/10/2021 | Claimant(s): Brian Bertrand
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Bill Lamoreaux
Hearing Site: Dallas, TX
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| 20-02426 | 04/30/2021 | Claimant(s): Scott Colangelo
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Jennifer Rockel
Arbitrator(s): Bill Lamoreaux
Hearing Site: Kansas City, MO
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| 19-02869 | 12/21/2020 | Claimant(s): Gadberry Financial Group LLC
Claimant Lawyers(s): Keith I. Billingsley
Respondent(s): Thomas Schallhorn
Respondent Lawyers(s): L. Kyle Heffley
Arbitrator(s): R Lee Britton, Bill Lamoreaux, David B. Kress
Hearing Site: Little Rock, AR
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| 18-03741 | 01/24/2020 | Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Carty & Company.
Respondent Lawyers(s): John J. Heflin
Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 18-02098 | 12/24/2019 | Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
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| 17-02630 | 11/12/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Kermit Gable
Respondent Lawyers(s): Kermit Gordon Gable
Arbitrator(s): Arthur H. Geffen, Anthony William (Bill) Kashouty, Bill Lamoreaux
Hearing Site: Dallas, TX
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| 16-02352 | 03/12/2018 | Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
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