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FINRA Awards for Craig Scott Capital

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0224005/12/2022Claimant(s): Marlin Miller
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brent Porges, Craig Taddonio, Peter Faggioni, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Brent Porges, Craig Scott Taddonio, Peter Faggioni
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0042206/08/2020Claimant(s): David C. And Karen Ann H. Rentschler
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Brent Porges, Stefano Marino, Craig Scott Capital
Respondent Lawyers(s): Anthony Marino, Brent Morgan Porges, Craig Taddonio
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
Checkmark IconDismissed
19-0195502/14/2020Claimant(s): Tommy Dewitt
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Brent Porges, David Cannata, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Taddonio, David Charles Cannata
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Richmond, VA
Checkmark Icon$50,000
18-0209812/24/2019Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
15-0087205/09/2018Claimant(s): David Hug
Claimant Lawyers(s): David Hug
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent M. Porges, Brent Porges, Richard H. Crockett, Robert M. Bursky
Arbitrator(s): Murray S. Levin, Julius Z. Frager, Henry R. Cox
Hearing Site: Kansas City, MO
Checkmark Icon$0
15-0210403/07/2018Claimant(s): Lee Abrahamsen, Robert Abrahamsen, Robert Abrahamsen SER IRA, Robert & Lee Abrahamsen JTWROS
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Joseph Ninivaggi, Craig Scott Capital
Respondent Lawyers(s): Craig Taddonio, Joseph Ninivaggi
Arbitrator(s): Jim Geiger, Gregory Hunter Mathews, Peter L. Murray
Hearing Site: Augusta, ME
Checkmark Icon$65,000
16-0280106/07/2017Claimant(s): Fred Schiffler
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Brent Porges, David Cannata, Brookstone Securities., Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Taddonio, David Charles Cannata, David W. Locy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$260,739
15-0207504/12/2017Claimant(s): Brantley, LTD
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Richard Hunt Crockett, Zachary T. Bader
Arbitrator(s): Avery B. Goodman
Hearing Site: Orlando, FL
Checkmark Icon$202,620
15-0037607/26/2016Claimant(s): Jonathan Byrd, Byrd Sons Residual Trust U/A dated 12/01
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Craig Taddonio, Nicholas Milano, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Porges, Craig Taddonio, Nicholas Milano, Timothy Feil
Arbitrator(s): F. Guthrie Castle, Daniel T. Hull, Robert Gerald Boliek
Hearing Site: Birmingham, AL
Checkmark Icon$252,490
13-0206905/01/2015Claimant(s): James Briggs, Louisa Briggs
Claimant Lawyers(s): Stacey P. Nakasian
Respondent(s): Brent Porges, Craig Taddonio, David Cannata, David Locy, Brookstone Securities., Craig Scott Capital
Respondent Lawyers(s): Harry Delagrammatikas, William M. Dolan
Arbitrator(s): Timothy F. Shanahan, John Francis Markuns, B. J. Krintzman
Hearing Site: Providence, RI
Checkmark Icon$438,454

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