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FINRA Awards for John Stapleton

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0209812/24/2019Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
16-0364508/09/2017Claimant(s): Jay Howie
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): John Stapleton, Nicholas Milano
Respondent Lawyers(s): John Joseph Stapleton, Nicholas Francis Milano
Arbitrator(s): Jack D. Elmquist
Hearing Site: Des Moines, IA
Checkmark Icon$20,600
10-0074505/08/2013Claimant(s): John Medley
Claimant Lawyers(s): Michael Fahey
Respondent(s): John Stapleton, Pointe Capital.
Respondent Lawyers(s): Aime Dempsey, Liam O'Brien
Arbitrator(s): Robert T. Allen, George W. McKellar, Michael F. Pearl
Hearing Site: Raleigh, NC
Checkmark IconExpungement
05-0004908/24/2007Claimant(s): L.H. Ross & Company
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Brendan Wright, John Stapleton, Martin Ritchie-Haughton
Respondent Lawyers(s): Brendan Michael Wright, Harry J. Delagrammatikas, Paul A. Lieberman
Arbitrator(s): Alan Steven Brodherson, Ross B. Intelisano, Monroe (Mike) Kaufman
Hearing Site: New York, NY

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