| 18-00749 | 12/21/2018 | Claimant(s): Windsor Street Capital
Claimant Lawyers(s): Robert I Rabinowitz
Respondent(s): Mackey Alligood, Scott Werling
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): John J. Vesey, Alan Steven Brodherson, Judith B Weinstock
Hearing Site: New York, NY
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| 13-01644 | 07/09/2014 | Claimant(s): Joseph Mack
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Meredith Whitney Securities
Respondent Lawyers(s): Robert C. Angelillo
Arbitrator(s): Andrew J. Gerber, Alan Steven Brodherson, Peter Susser
Hearing Site: New York, NY
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| 09-05068 | 04/01/2011 | Claimant(s): Five Rivers Assets Management
Claimant Lawyers(s): Robert E. Thompson
Respondent(s): Joseph Leschinsky, Interactive Brokers LLC
Respondent Lawyers(s): Jocelyn Barone Partridge, John J. Nielands
Arbitrator(s): Fred L. Simon, Eugene G. P. Byrne, Alan Steven Brodherson
Hearing Site: New York, NY
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| 08-02811 | 10/16/2009 | Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY
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| 08-01407 | 03/02/2009 | Claimant(s): Bernard Patrusky, Meredith Patrusky, Meredith Patrusky & George Boronkay, Trs, Meredith Patrusky & Martin Semels, Tee
Claimant Lawyers(s): David L. Wales
Respondent(s): Linda Houston, Merrill Lynch Pierce Fenner & Smith Inc., Robert Boykoff
Respondent Lawyers(s): Catherine R. Murphy
Arbitrator(s): Ann Pinciss Berman, Theresa R. Joyner, Alan Steven Brodherson
Hearing Site: New York, NY
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| 06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo
Claimant Lawyers(s): Scott A. Lucas
Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson
Hearing Site: New York, NY
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| 05-00049 | 08/24/2007 | Claimant(s): L.H. Ross & Company
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Brendan Wright, John Stapleton, Martin Ritchie-Haughton
Respondent Lawyers(s): Brendan Michael Wright, Harry J. Delagrammatikas, Paul A. Lieberman
Arbitrator(s): Alan Steven Brodherson, Ross B. Intelisano, Monroe (Mike) Kaufman
Hearing Site: New York, NY
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