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FINRA Awards for Interactive Brokers LLC

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Displaying 10 out of 95 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0147708/26/2024Claimant(s): Brad Vermilyea
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Mary C. Davis, Joshua Joseph Paiva, Lynda Riebel
Hearing Site: Denver, CO
Checkmark Icon$117,557
23-0352107/31/2024Claimant(s): Venkatesh Kaliappan
Claimant Lawyers(s): Venkatesh Kaliappan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
Checkmark Icon$0
24-0055507/26/2024Claimant(s): Sravanthi Gadamsetty IRA
Claimant Lawyers(s): Sravanthi Gadamsetty
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
Checkmark Icon$0
23-0217706/20/2024Claimant(s): Zhanling Liu
Claimant Lawyers(s): W Scott Greco
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
Checkmark Icon$65,322
23-0265104/01/2024Claimant(s): James Goodwin
Claimant Lawyers(s): James J. Goodwin
Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): B. John Dill
Hearing Site: Providence, RI
Checkmark Icon$44,327
23-0019603/26/2024Claimant(s): Shian-Chang Yu
Claimant Lawyers(s): Kamal Ghali
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Vivian L. Kral, Philip Aaron Tymon, Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
Checkmark Icon$1,491,020
19-0082903/19/2024Claimant(s): Qi Wang
Claimant Lawyers(s): Qi Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$0
23-0159910/24/2023Claimant(s): Barbara Fluetsch
Claimant Lawyers(s): Barbara A. Fluetsch
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
Checkmark Icon$300
22-0215910/20/2023Claimant(s): Hyder Cheema
Claimant Lawyers(s): Hyder Cheema
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
Checkmark IconDismissed by Rule 12212©
23-0105810/11/2023Claimant(s): Diane Alves
Claimant Lawyers(s): Diane Alves
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
Checkmark Icon$0

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