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FINRA Awards for Interactive Brokers Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0265104/01/2024Claimant(s): James Goodwin
Claimant Lawyers(s): James J. Goodwin
Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): B. John Dill
Hearing Site: Providence, RI
Checkmark Icon$44,327
21-0067402/18/2022Claimant(s): Yiqun Lu
Claimant Lawyers(s): Yiqun Lu
Respondent(s): Wing Kei Chan, Futu Clearing Inc, Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Cameron Matheson, Jason O. Billy
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
Checkmark IconExpungement

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