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FINRA Awards for Katherine L. Schuerman

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0147708/26/2024Claimant(s): Brad Vermilyea
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Mary C. Davis, Joshua Joseph Paiva, Lynda Riebel
Hearing Site: Denver, CO
Checkmark Icon$117,557
23-0265104/01/2024Claimant(s): James Goodwin
Claimant Lawyers(s): James J. Goodwin
Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): B. John Dill
Hearing Site: Providence, RI
Checkmark Icon$44,327
21-0290305/26/2023Claimant(s): Alan Daniels
Claimant Lawyers(s): Alan J. Daniels
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
Checkmark IconDismissed with Rule 12504
21-0305405/04/2023Claimant(s): Byron Costa, Darrell Costa
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): David Maurer, Kendall C. Reed, Claudia Mai Morehead
Hearing Site: Los Angeles, CA
Checkmark Icon$0
20-0375208/13/2021Claimant(s): Barbara Sopkin, Brummel Trust
Claimant Lawyers(s): Barbara Sopkin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0289703/08/2021Claimant(s): Mohammed Sami
Claimant Lawyers(s): Mohammed Sami
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0320004/16/2019Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Katherine L. Schuerman
Respondent(s): Brar Familiy Partnership, L.P.
Respondent Lawyers(s): Arthur Schwartzstein
Arbitrator(s):
Hearing Site: Norfolk, VA
Checkmark Icon$2,529,060
14-0216811/13/2015Claimant(s): Global eBusiness Services
Claimant Lawyers(s): Syed Nazim Ali
Respondent(s): Interactive Brokers LLC.
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): David J. Anderson, Edward A. Trabin, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0272103/04/2015Claimant(s): MayaKala LLC
Claimant Lawyers(s): Deepak K. Kanungo
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
Checkmark Icon$213

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