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FINRA Awards for David Maurer

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0305405/04/2023Claimant(s): Byron Costa, Darrell Costa
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): David Maurer, Kendall C. Reed, Claudia Mai Morehead
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0038411/20/2012Claimant(s): Justin Paperny
Claimant Lawyers(s): Brian D Boydston
Respondent(s): Christine Kreps, Damon Johnson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David Maurer, Eric A. Herzog
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0148811/06/2012Claimant(s): Michael Davis, IRA Resources Inc. fbo Michael S. Davis
Claimant Lawyers(s): John K. Saur
Respondent(s): Curtis Sathre, John Schooler, Warren Horney, WFP Securities
Respondent Lawyers(s): David Maurer
Arbitrator(s): Martin Mandel, Mary L. Williams, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0119006/12/2012Claimant(s): Jeannette Freeman Shapiro Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Andrew Kang, David Maurer, David Smith, Miles Benickes, Milford Stern, Randall Stern
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Howard B. Brown, Robert Alan Merring, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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