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FINRA Awards for Michael Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0153306/05/2018Claimant(s): James Piff
Claimant Lawyers(s): Michael Davis
Respondent(s): John Clarke, Kevin Gillespie, Midtown Partners
Respondent Lawyers(s): Saul Roffe
Arbitrator(s): James J. Stamos, David J. Dahl, Frances P. Kao
Hearing Site: Chicago, IL
11-0148811/06/2012Claimant(s): Michael Davis, IRA Resources Inc. fbo Michael S. Davis
Claimant Lawyers(s): John K. Saur
Respondent(s): Curtis Sathre, John Schooler, Warren Horney, WFP Securities
Respondent Lawyers(s): David Maurer
Arbitrator(s): Martin Mandel, Mary L. Williams, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
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