Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01560 | 02/14/2023 | Claimant(s): David Hirsch Claimant Lawyers(s): Heather B. Middleton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-03118 | 09/15/2021 | Claimant(s): Jay Cunningham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-02415 | 08/26/2021 | Claimant(s): Levant Bishop Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-04091 | 07/09/2021 | Claimant(s): Steven LaPorta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 18-02578 | 03/27/2019 | Claimant(s): William Moultrie Claimant Lawyers(s): William A. Moultrie Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): John Rock Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL |  | $0 |
| 17-01533 | 06/05/2018 | Claimant(s): James Piff Claimant Lawyers(s): Michael Davis Respondent(s): John Clarke, Kevin Gillespie, Midtown Partners Respondent Lawyers(s): Saul Roffe Arbitrator(s): James J. Stamos, David J. Dahl, Frances P. Kao Hearing Site: Chicago, IL | ||
| 12-03515 | 07/26/2013 | Claimant(s): Lincoln Investment Planning. Claimant Lawyers(s): Patrick M. Hitchens Respondent(s): Alden Burnett Respondent Lawyers(s): Alden Matthews Burnett Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 11-00604 | 04/11/2012 | Claimant(s): Peter Vranas Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kenneth J. Haim Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | | Expungement |