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FINRA Awards for Benjamin Lapin

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Displaying 10 out of 78 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0225312/18/2019Claimant(s): Joey Singleton IRA
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Raymond C. Kerr, Malcolm Edwin Whittaker, Kevin Colby
Hearing Site: Houston, TX
Checkmark Icon$0
16-0219112/12/2017Claimant(s): Elaine Nester
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
Checkmark IconExpungement
14-0108105/29/2015Claimant(s): Nicholas Glasby
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors LLC
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
Checkmark IconExpungement
13-0368805/01/2015Claimant(s): Kuku Walia
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard W. Cutler, Frances Gottfried, Sonja Tennille Orgias
Hearing Site: New York, NY
Checkmark IconExpungement
13-0021804/23/2015Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark IconExpungement
13-0259102/13/2015Claimant(s): Anthony Fox, Susan Fox
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Richard L. Warner, Roy J. Moceri, Ann Sattler
Hearing Site: Seattle, WA
Checkmark IconExpungement
13-0339202/06/2015Claimant(s): Hans Taulien, Irene Taulien
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0132310/15/2014Claimant(s): Mark Manoogian
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors, Jim Karas
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark IconExpungement
13-0259010/01/2014Claimant(s): Jeffrey Greene, Tama Greene
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Ross W. Cannon
Hearing Site: Helena, MT
Checkmark IconExpungement
12-0120909/05/2014Claimant(s): Charles Kinbar, Evelyn Kinbar
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Cynthia H. Plishtin, Joseph H. Cerame, Marilyn Chin
Hearing Site: Newark, NJ
Checkmark IconExpungement

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