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FINRA Awards for Jack L. Somers

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0367610/13/2017Claimant(s): James White
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone
Hearing Site: Detroit, MI
10-0396808/07/2015Claimant(s): Renata Charfoos, Renata J. Charfoos Rev. Living Trust
Claimant Lawyers(s): Christopher D. Pixley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lawrence E. Fenster
Arbitrator(s): Corby A. Kiss, James L. Karpen, Jack L. Somers
Hearing Site: Detroit, MI
Checkmark IconExpungement
13-0374305/07/2015Claimant(s): Viola Nutt, PTC Cust Rollover IRA FBO of Viola Nutt, V. Elaine Nutt Revocable Living Trust
Claimant Lawyers(s): Joseph Spiegel
Respondent(s): Bradley FischerL Financial LLC
Respondent Lawyers(s): Bradley Schram
Arbitrator(s): Jack J. Mazzara, Jack L. Somers, Michael George Kelly
Hearing Site: Detroit, MI
Checkmark IconExpungement
13-0021804/23/2015Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark IconExpungement
12-0247312/03/2013Claimant(s): Patricia Shaw, Patricia A. Shaw IRA
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Arthur Penna
Respondent Lawyers(s): Arthur James Penna
Arbitrator(s): Patrick R. Sughroue, Jack L. Somers, Jonathan Edward Maire
Hearing Site: Detroit, MI
Checkmark Icon$15,000
12-0227206/21/2013Claimant(s): Judith S. Primak Trust u/a DTD 7/15/82
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Harvey Frank, Jack L. Somers, Melissa B. VanDam
Hearing Site: Detroit, MI
Checkmark Icon$0

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