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FINRA Awards for Corby A. Kiss

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0396808/07/2015Claimant(s): Renata Charfoos, Renata J. Charfoos Rev. Living Trust
Claimant Lawyers(s): Christopher D. Pixley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lawrence E. Fenster
Arbitrator(s): Corby A. Kiss, James L. Karpen, Jack L. Somers
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0357411/15/2010Claimant(s): Larry Garon, Lori Garon
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Marvin I. Horowitz, Corby A. Kiss, James L. Karpen
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0212503/04/2010Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$36,500

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