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FINRA Awards for Brian J. Masternak

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0042411/27/2024Claimant(s): Michael Wegener
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Roger Cooley
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Patrick R. Sughroue, Anthony Allen Mogle, Michele Renee Zinn
Hearing Site: Detroit, MI
21-0210503/07/2024Claimant(s): Edward Dublis, RWS Financial Group
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Nathan Farrell
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Barbara E. Machin, David Andrew Sonnenschein, Marcy Hahn
Hearing Site: Detroit, MI
16-0282710/27/2017Claimant(s): Paul Gabriel
Claimant Lawyers(s): Paul Thomas Gabriel
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0266111/05/2015Claimant(s): Harriet Morse IRA, Michael Morse IRA, Michael J. Morse Trust
Claimant Lawyers(s): David J. Shea
Respondent(s): MKD Wealth Coaches, Mackey, Komara & Dankovich LLC
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Lee Hornberger, Melissa B. VanDam, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$125,250
11-0114602/07/2013Claimant(s): Angela Fini-Ross
Claimant Lawyers(s): Patrick A. Guentner
Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President
Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick
Hearing Site: Detroit, MI
Checkmark Icon$400,375
10-0236509/27/2011Claimant(s): Patty L. Lapine Irrevocable Life Insuran
Claimant Lawyers(s): Frank T. Aiello
Respondent(s): Carin Amaradio, Mark Goldsmith, Securities Equity Group
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Thomas Anthony Van Tiem, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$133,333
09-0212503/04/2010Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$36,500
06-0458109/05/2007Claimant(s): Donald Wisner
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Ahmad Wares, EKN Financial Services.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Barry Goldman, Raymond J. Sterling, Conrad W. Koski
Hearing Site: Detroit, MI
Checkmark Icon$0

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