| 17-02271 | 01/23/2018 | Claimant(s): David Milan
Claimant Lawyers(s): David M. Milan
Respondent(s): Stifel, Nicolaus & Co.., Martin Stevens
Respondent Lawyers(s): Emily Garnett
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
|  | $13,500 |
| 17-01186 | 11/09/2017 | Claimant(s): Storhaus Inventory Services
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $18,925 |
| 16-03478 | 08/10/2017 | Claimant(s): Andrew Schade
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Securities America.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): D. Michael Kratchman, Kenneth J. Safran, Erane C. Washington-Kendrick
Hearing Site: Detroit, MI
| | |
| 13-01163 | 07/22/2014 | Claimant(s): The Delp Heritage Trust
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Kenneth J. Safran, Terrance J. Dorcy, Cyrus K. Motlagh
Hearing Site: Detroit, MI
| | $110,000 |
| 11-03440 | 08/02/2012 | Claimant(s): Bogumila Combs-Nichols, Patrick Nichols
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Thomas Norris, NFI Advisors., Norris Financial.
Respondent Lawyers(s): Joseph H. Spiegel
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | Expungement |
| 10-00210 | 01/14/2011 | Claimant(s): Paul Stanley
Claimant Lawyers(s): Marc A. Goldman
Respondent(s): Dennis Brown, Kimberly Liddell, Equitas America
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Peter S. Viviano, Kenneth J. Safran, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | |
| 09-01252 | 03/16/2010 | Claimant(s): Baron Ritchie
Claimant Lawyers(s): Phillip L. Sternberg
Respondent(s): Jeffrey Rein, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Kenneth J. Safran, William H. Morris, Jennifer Ann Shandler
Hearing Site: Detroit, MI
| | $0 |
| 09-02125 | 03/04/2010 | Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
| | $36,500 |
| 08-03724 | 03/27/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Sara Stabenow, Todd Stabenow
Respondent Lawyers(s): Sara A. Stabenow, Todd D Stabenow
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $0 |
| 08-00797 | 02/27/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Scott J. Vold
Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde
Respondent Lawyers(s): Eric S. Richards, John A. Hubbard
Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul
Hearing Site: Detroit, MI
| | |
