| 18-04132 | 11/04/2019 | Claimant(s): Mark Law
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
| | |
| 11-03440 | 08/02/2012 | Claimant(s): Bogumila Combs-Nichols, Patrick Nichols
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Thomas Norris, NFI Advisors., Norris Financial.
Respondent Lawyers(s): Joseph H. Spiegel
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
|  | Expungement |
| 08-03380 | 10/28/2010 | Claimant(s): James Beach, Marilyn Beach
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Mark Harper, Richard Coskey, Bentley-lawrence Securities.
Respondent Lawyers(s): Dennis J. Levasseur, Mark F. Harper, Marvin I. Horowitz
Arbitrator(s): Diane Catherine Tietmeyer, A. Robert Stevenson, Phillip I. Levin
Hearing Site: Detroit, MI
| | $180,000 |
| 08-00340 | 06/22/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Strand
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Matthew W. Schlegel, Gregory M. Gendron, Floyd E. Jamison
Hearing Site: Detroit, MI
| | |
| 07-01469 | 02/24/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Christopher Theut
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards
Hearing Site: Detroit, MI
| | |
| 07-01853 | 08/13/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Robert Casaceli
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Stephen D Kursman, Timothy C. Moore, Gretchen M. Forrester
Hearing Site: Detroit, MI
| | |
