| 16-01776 | 08/28/2017 | Claimant(s): Roy Gruenburg
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Anthony Mastroianni
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Lisa Sue Fildes
Hearing Site: Detroit, MI
|  | $540,000 |
| 15-03239 | 05/15/2017 | Claimant(s): Marjorie R. Brown Trust U/A/D 11/25/1997
Claimant Lawyers(s): Ralph J. Sirlin
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Robert J. Scafuri, A. Robert Stevenson, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $150,000 |
| 12-01900 | 06/10/2014 | Claimant(s): Carol Tobel, Charles Tobel, Kevin Tobel, Mary Tobel, Charles M. Tobel Irrevocable Trust, Charles and Carol Tobel Rev Liv Trust, Kevin W. Tobel Irrevocable Trust, Kevin and Mary Lynn Tobel Living Trust
Claimant Lawyers(s): Matt D. Novello
Respondent(s): Jeffrey Hyman, Robert W. Baird & Co. Incorporated, AXA Distributors, AXA Equitable Life Insurance Co.
Respondent Lawyers(s): Colin M. Battersby, Gregory G. Wille
Arbitrator(s): Robert A. Vogler, A. Robert Stevenson, Anthony W. Candela
Hearing Site: Detroit, MI
| | $175,000 |
| 11-02080 | 07/25/2012 | Claimant(s): Michael Steven Hall IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors, Walker Gillette
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jacqueline R. Fox, Leonard R. Present, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $0 |
| 08-03380 | 10/28/2010 | Claimant(s): James Beach, Marilyn Beach
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Mark Harper, Richard Coskey, Bentley-lawrence Securities.
Respondent Lawyers(s): Dennis J. Levasseur, Mark F. Harper, Marvin I. Horowitz
Arbitrator(s): Diane Catherine Tietmeyer, A. Robert Stevenson, Phillip I. Levin
Hearing Site: Detroit, MI
| | $180,000 |
| 09-03324 | 07/01/2010 | Claimant(s): Hal-Eleven Associates
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $90,000 |
| 08-01503 | 04/16/2010 | Claimant(s): Anna Brasch
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Eric Henry, Thomas Kelly, K & H Partners
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): D. Michael Kratchman, William P. Thorpe, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $0 |
| 07-03554 | 03/31/2010 | Claimant(s): Gloria Amstrong
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, GunnAllen Financial., Questar Capital Corporation
Respondent Lawyers(s): Frank J. Bluestein, Julie H. Firestone, Suzanne Walsh
Arbitrator(s): A. Robert Stevenson, Lee Hornberger, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $137,000 |
| 09-00652 | 03/03/2010 | Claimant(s): Angelain Loggins, Dwayne Loggins
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Buschmohle
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Anthony J. Bove, Jacqueline R. Fox, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $61,891 |
| 08-01819 | 05/05/2009 | Claimant(s): Thomas Guastello
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets., Shawn Burr
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Jerome D. Sobczak, A. Robert Stevenson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
