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FINRA Awards for Robert A. Vogler

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0190006/10/2014Claimant(s): Carol Tobel, Charles Tobel, Kevin Tobel, Mary Tobel, Charles M. Tobel Irrevocable Trust, Charles and Carol Tobel Rev Liv Trust, Kevin W. Tobel Irrevocable Trust, Kevin and Mary Lynn Tobel Living Trust
Claimant Lawyers(s): Matt D. Novello
Respondent(s): Jeffrey Hyman, Robert W. Baird & Co. Incorporated, AXA Distributors, AXA Equitable Life Insurance Co.
Respondent Lawyers(s): Colin M. Battersby, Gregory G. Wille
Arbitrator(s): Robert A. Vogler, A. Robert Stevenson, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark Icon$175,000
09-0432109/24/2012Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
Checkmark Icon$400,000
10-0089802/15/2012Claimant(s): Marilyn Szymkiw-Schreiber, Michael Schreiber, The Schreiber Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Paul Richardson, JHS Capital Advisors.
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Robert A. Vogler, Stephen D Kursman, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$45,001
08-0323710/20/2009Claimant(s): David Medina
Claimant Lawyers(s): Joni M Fixel
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Norman D. Hawkins
Arbitrator(s): Robert A. Vogler, Barry Goldman, John A. Cook
Hearing Site: Detroit, MI
08-0417304/22/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Parker
Respondent Lawyers(s): Michael Joe Parker
Arbitrator(s): Robert A. Vogler
Hearing Site: Detroit, MI
08-0006012/30/2008Claimant(s): Jack Ommert
Claimant Lawyers(s): James P. Graven
Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services.
Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0029112/05/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI

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