| 19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Robin Johnson
Respondent Lawyers(s): Robin K. Johnson
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
| 19-01813 | 12/31/2021 | Claimant(s): Dale Hadel, Global Technology., Dale Hadel Family Trust
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Patrick R. Sughroue, Earlene R. Baggett-Hayes, Dale Frederick Feigley
Hearing Site: Detroit, MI
|  | $0 |
| 16-03702 | 03/28/2018 | Claimant(s): Christine Paul
Claimant Lawyers(s): Daniel W Rucker
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Gregory M. Gendron, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
| 15-00682 | 12/07/2016 | Claimant(s): Stacy Foote
Claimant Lawyers(s): Devin W. Bone
Respondent(s): Edward Jones
Respondent Lawyers(s): Richard W. Warren
Arbitrator(s): Tracy L. Allen, Earlene R. Baggett-Hayes, Frank Todd Aiello
Hearing Site: Detroit, MI
| | |
| 12-00255 | 03/06/2015 | Claimant(s): Newton Solomon, Newton Solomon IRA, Newton Solomon Trust
Claimant Lawyers(s): Lawrence J. Schloss
Respondent(s): Robert Gurvin, Ridgeway & Conger.
Respondent Lawyers(s): Kenneth F. Silver
Arbitrator(s): Barry Goldman, Earlene R. Baggett-Hayes, Robert Michael Dorman
Hearing Site: Detroit, MI
| | $378,000 |
| 09-04321 | 09/24/2012 | Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | $400,000 |
| 10-01921 | 07/12/2011 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence
Hearing Site: Detroit, MI
| | |
| 10-03028 | 03/29/2011 | Claimant(s): Ellis Liddell
Claimant Lawyers(s): Ellis Nurogar Liddell
Respondent(s): Margaret Griffith
Respondent Lawyers(s): Margaret Griffith
Arbitrator(s): Jay B. MacKenzie, William P. Thorpe, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | Expungement |
| 07-03256 | 02/12/2009 | Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
