24-01182 | 10/16/2024 | Claimant(s): Lawrence F. Yuerhs Revocable Trust Claimant Lawyers(s): Lawrence F. Yuerhs Respondent(s): MML Investors Services Respondent Lawyers(s): Neil Marchand Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
| | $0 |
22-02819 | 09/27/2024 | Claimant(s): Daniela Schuvaks-Katz, Robert Alan Katz Claimant Lawyers(s): Kirk G. Smith Respondent(s): Andrea Steiner, Western International Securities. Respondent Lawyers(s): Andrea Steiner, Jeffrey K. Compton Arbitrator(s): Jeffry M. Bauer Hearing Site: Indianapolis, IN
| | $0 |
21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services Claimant Lawyers(s): James S. Rollins Respondent(s): Lori Kamen, Aurora Securities Respondent Lawyers(s): Paul Machesky Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny Hearing Site: Detroit, MI
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22-01875 | 02/23/2024 | Claimant(s): Daniel Labes Claimant Lawyers(s): Christopher Kaye Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn Hearing Site: Detroit, MI
| | $0 |
22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler Claimant Lawyers(s): Erin M. Phillips Respondent(s): Edward Jones, Paul Jansen Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier Hearing Site: St. Louis, MO
| | Expungement |
21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn Claimant Lawyers(s): Philip J. Weipert Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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21-01061 | 10/25/2022 | Claimant(s): Betty Cole, Dale Cole, Betty Cole IRAs, Dale Cole IRAs, Betty Cole Trusts, Dale Cole Trusts Claimant Lawyers(s): David M. Black Respondent(s): Carl Gill Respondent Lawyers(s): Daniel Rucker Arbitrator(s): Jeffry M. Bauer, Martin Brosnan, Sandra Franklin Hearing Site: Detroit, MI
| | Expungement |
22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
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19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI
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21-00147 | 02/08/2022 | Claimant(s): Bradley Lott Claimant Lawyers(s): Erika Binnix Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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