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FINRA Awards for MML Investors Services

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Displaying 10 out of 58 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0271711/25/2024Claimant(s): Jeffrey Hannah
Claimant Lawyers(s): Jeffrey Hannah
Respondent(s): Thomas Hampton, MML Investors Services
Respondent Lawyers(s): Jennifer P. Farrar, Julie E. Ravis
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
Checkmark IconExpungement
24-0118210/16/2024Claimant(s): Lawrence F. Yuerhs Revocable Trust
Claimant Lawyers(s): Lawrence F. Yuerhs
Respondent(s): MML Investors Services
Respondent Lawyers(s): Neil Marchand
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$0
24-0027908/05/2024Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
23-0297606/18/2024Claimant(s): Bryan Rosen
Claimant Lawyers(s): Anthony D. Green
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Arthur Neil Tolciss, Susan Romano, Andrew Robert Kosloff
Hearing Site: New York, NY
23-0130802/29/2024Claimant(s): Curtis Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
22-0224401/30/2024Claimant(s): Jason Bayuk
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
22-0224312/14/2023Claimant(s): Benjamin Soccodato
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
23-0104411/16/2023Claimant(s): Michael Mc Conachie
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
23-0114610/05/2023Claimant(s): Leon Almeida
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): MML Investors Services, MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
22-0275909/19/2023Claimant(s): Brad Martin
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT

58 Results

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