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FINRA Awards for MML Investors Services

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Displaying 10 out of 56 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0027908/05/2024Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
23-0297606/18/2024Claimant(s): Bryan Rosen
Claimant Lawyers(s): Anthony D. Green
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Arthur Neil Tolciss, Susan Romano, Andrew Robert Kosloff
Hearing Site: New York, NY
23-0130802/29/2024Claimant(s): Curtis Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
22-0224401/30/2024Claimant(s): Jason Bayuk
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
22-0224312/14/2023Claimant(s): Benjamin Soccodato
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
23-0104411/16/2023Claimant(s): Michael Mc Conachie
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
23-0114610/05/2023Claimant(s): Leon Almeida
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): MML Investors Services, MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
22-0275909/19/2023Claimant(s): Brad Martin
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT
22-0203306/06/2023Claimant(s): Molly Shrauner
Claimant Lawyers(s): Harris Freedman
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
22-0155503/16/2023Claimant(s): Jeffrey Weiner
Claimant Lawyers(s): Brian Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff
Hearing Site: New York, NY

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