| 23-02276 | 12/29/2023 | Claimant(s): Junya Zhang
Claimant Lawyers(s): Junya Zhang
Respondent(s): Moomoo Financial Inc.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
|  | $54 |
| 22-00976 | 12/08/2023 | Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
| | Expungement |
| 23-01146 | 10/05/2023 | Claimant(s): Leon Almeida
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): MML Investors Services, MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | |
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | Dismiss by Rule 12206 |
| 20-01353 | 12/02/2022 | Claimant(s): Louis Barrood
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Michael Fischetti, Edith M. Novack, Beverly Ann Williams
Hearing Site: Jersey City, NJ
| | $0 |
| 22-01011 | 10/21/2022 | Claimant(s): James Leo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Brokerage Corp
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | |
| 20-03138 | 02/22/2022 | Claimant(s): Brian Rieman
Claimant Lawyers(s): Jennifer Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Burke
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | |
| 20-01526 | 06/25/2021 | Claimant(s): William Nelms
Claimant Lawyers(s): Lars Soreide
Respondent(s): Brian DiBrino, American Portfolios Financial Srvs.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James M. Baumann, Robert R. Salman, Edith M. Novack
Hearing Site: Jersey City, NJ
| | Expungement |
| 19-03771 | 03/23/2021 | Claimant(s): Frank Miceli
Claimant Lawyers(s): William F. Dahill
Respondent(s): Christopher Matthaei, Elevation
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson
Hearing Site: Jersey City, NJ
| | |
| 18-03646 | 03/08/2019 | Claimant(s): Luciano Bispo
Claimant Lawyers(s): Luciano J. Bispo
Respondent(s): Stephanie Wade, Principal Securities.
Respondent Lawyers(s): Audrey L. Shields
Arbitrator(s): Edith M. Novack
Hearing Site: Philadelphia, PA
| | $0 |
