| 23-02912 | 07/22/2024 | Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
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| 23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 23-02197 | 03/21/2024 | Claimant(s): Robert Crothers
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
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| 23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
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| 23-02255 | 01/24/2024 | Claimant(s): David Warshaw
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Abe I. Borenstein, Charles Platto, John Warner Lowe
Hearing Site: New York, NY
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| 23-01706 | 01/18/2024 | Claimant(s): Brian Farkas
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 23-01435 | 12/12/2023 | Claimant(s): Jeffrey Hill
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): John J. Mager
Hearing Site: Albany, NY
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| 22-02500 | 07/17/2023 | Claimant(s): Louise Fallica
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 20-01526 | 06/25/2021 | Claimant(s): William Nelms
Claimant Lawyers(s): Lars Soreide
Respondent(s): Brian DiBrino, American Portfolios Financial Srvs.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James M. Baumann, Robert R. Salman, Edith M. Novack
Hearing Site: Jersey City, NJ
|  | Expungement |
| 20-03180 | 06/03/2021 | Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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