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FINRA Awards for John T. Unger

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Displaying 10 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0347709/05/2024Claimant(s): Charles Sonnenblick, Mark Sonnenblick
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
23-0337308/22/2024Claimant(s): Vincent Gramuglia
Claimant Lawyers(s): Vincent Gramuglia
Respondent(s): Stephen Kyne, Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Kenneth Dymond
Hearing Site: Albany, NY
Checkmark Icon$0
23-0291207/22/2024Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
23-0278906/12/2024Claimant(s): Kyle Gardner
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): SCF Securities.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
22-0086812/06/2022Claimant(s): Stephen Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): NEXT Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Harvey R. Linder, Nathan Allen Collins, Cynthianther May
Hearing Site: Birmingham, AL
20-0006711/29/2021Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Sara B. Davis
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
21-0169511/10/2021Claimant(s): Beth Willer
Claimant Lawyers(s): Beth L. Willer
Respondent(s): Stefan Reddrick, Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark Icon$163
20-0280005/21/2021Claimant(s): Ying Zhao
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
20-0339504/30/2021Claimant(s): Jude DiGidio, Kevin Blondina
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0134812/17/2020Claimant(s): Andrew Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX

21 Results

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