23-03477 | 09/05/2024 | Claimant(s): Charles Sonnenblick, Mark Sonnenblick Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
| | |
23-03373 | 08/22/2024 | Claimant(s): Vincent Gramuglia Claimant Lawyers(s): Vincent Gramuglia Respondent(s): Stephen Kyne, Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Kenneth Dymond Hearing Site: Albany, NY
| | $0 |
23-02912 | 07/22/2024 | Claimant(s): Steven Maher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): American Portfolios Financial Srvs., Next Financial Group. Respondent Lawyers(s): Jennifer R. Cox, John T. Unger Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams Hearing Site: Jersey City, NJ
| | |
23-02789 | 06/12/2024 | Claimant(s): Kyle Gardner Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): SCF Securities. Respondent Lawyers(s): John T. Unger Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
| | |
22-00868 | 12/06/2022 | Claimant(s): Stephen Williams Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): NEXT Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Harvey R. Linder, Nathan Allen Collins, Cynthianther May Hearing Site: Birmingham, AL
| | |
20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
| | |
21-01695 | 11/10/2021 | Claimant(s): Beth Willer Claimant Lawyers(s): Beth L. Willer Respondent(s): Stefan Reddrick, Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $163 |
20-02800 | 05/21/2021 | Claimant(s): Ying Zhao Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL
| | |
20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ
| | |
20-01348 | 12/17/2020 | Claimant(s): Andrew Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX
| | |