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FINRA Awards for Woodbury Financial Services.

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Displaying 10 out of 64 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0360110/31/2024Claimant(s): Richard Treat
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Denver, CO
Checkmark Icon$0
23-0134505/01/2024Claimant(s): Alexander Hackley
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter
Hearing Site: Denver, CO
23-0283204/02/2024Claimant(s): Richard Skelton
Claimant Lawyers(s): Chad Weaver
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
23-0147902/06/2024Claimant(s): Tim Clairmont
Claimant Lawyers(s): William Bean
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
22-0068101/05/2024Claimant(s): Joseph Cucinotta
Claimant Lawyers(s): Michael Bessette
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg M. Curley
Arbitrator(s): Carol H. Gold, Donald S. Bauman, Laura A. Kaster
Hearing Site: Philadelphia, PA
20-0109011/07/2023Claimant(s): Olga Gorodetsky, Yuri Gorodetsky
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana
Hearing Site: St. Louis, MO
Checkmark Icon$135,678
23-0067010/30/2023Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
22-0246110/18/2023Claimant(s): Clarissa Stecher, Deb Wanner, Donald Wanner, Jean Wanner, Joe Stecher, Rhonda Scheetz
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Hilary D. Wells
Arbitrator(s): John J. Fitzpatrick, Michael D. Briggs, Richard Beens
Hearing Site: Bismarck, ND
Checkmark Icon$0
23-0019408/25/2023Claimant(s): Shelby Rothman
Claimant Lawyers(s): Harris Freedman
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
23-0024707/21/2023Claimant(s): Beliveau Bays
Claimant Lawyers(s): Beliveau Bays
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX

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