| 22-02533 | 10/22/2024 | Claimant(s): Bruce Gallagher, Kathleen Gallagher, on behalf of his IRA, on behalf of her IRA, Bruce and Kathleen Gallagher, jointly
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Richard S. Zaifert, David M. Snyder, Carolyn E. Moore
Hearing Site: Tampa, FL
|  | Expungement |
| 23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
| | |
| 22-00661 | 02/05/2024 | Claimant(s): Charles Roth, Jennifer Roth, Charles Roth IRA, Jennifer Roth IRA
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Patrick Strubbe
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): David M. Snyder, Alan E. Linden, Ronald Stephen Robins
Hearing Site: Orlando, FL
| | Expungement |
| 23-00670 | 10/30/2023 | Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
| | |
| 22-00521 | 10/26/2023 | Claimant(s): Mary Ann Miller, Estate of Angeline Cagliola
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): David M. Snyder, Kenneth R. Starr, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | Expungement |
| 22-00484 | 12/14/2022 | Claimant(s): Michael Salemy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Carillon Fund Distributors.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
| | |
| 20-01808 | 03/24/2022 | Claimant(s): Deforest Davis, Tiffany Lytle, DVDC/PEI, Tiffany A. Lytle Roth IRA
Claimant Lawyers(s): Philip J Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David M. Snyder, Kenneth H. Koch, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $0 |
| 20-00599 | 02/25/2022 | Claimant(s): Nicholas M. Del Ninno, IRA
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, Randal Master
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): David M. Snyder, Shameeka E. Quallo, Dwayne Eddie Hickman
Hearing Site: Orlando, FL
| | Expungement |
| 21-01360 | 02/18/2022 | Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Keen Growth Capital Fund II LP
Respondent Lawyers(s): Howard N. Kahn
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
| | |
| 20-03228 | 10/26/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
| | |
