23-02670 | 08/16/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak Hearing Site: Tampa, FL
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23-02849 | 06/14/2024 | Claimant(s): Gordon Davis Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC
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23-02904 | 06/07/2024 | Claimant(s): Roberto Costa Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kalie M. Maniglia Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
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23-02931 | 05/23/2024 | Claimant(s): James Ciocia Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard S. Zaifert, Jerome Blevins, Brian E. Spletzer Hearing Site: Tampa, FL
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23-02947 | 05/15/2024 | Claimant(s): Dale Emerick Claimant Lawyers(s): Joel M. Everest Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL
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23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz Hearing Site: Tampa, FL
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22-02818 | 09/27/2023 | Claimant(s): Christopher Aitken, Roy Tonning Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
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23-01495 | 07/24/2023 | Claimant(s): Benjamin Walker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Nashville, TN
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21-02993 | 03/13/2023 | Claimant(s): Sheila Gambrel, The Jean O. King Trust Claimant Lawyers(s): Robert C. Stokes Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Richard S. Zaifert, Gary E. Marcus, Carolyn E. Moore Hearing Site: Tampa, FL
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22-00708 | 10/12/2022 | Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
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