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FINRA Awards for Dale Emerick

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0294705/15/2024Claimant(s): Dale Emerick
Claimant Lawyers(s): Joel M. Everest
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL

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