Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02947 | 05/15/2024 | Claimant(s): Dale Emerick Claimant Lawyers(s): Joel M. Everest Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf Claimant Lawyers(s): Matt Williams Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel Hearing Site: Columbia, SC |  | $125,400 |
| 22-02369 | 07/10/2023 | Claimant(s): Christopher Hagen Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 22-00864 | 06/30/2023 | Claimant(s): David Soble Claimant Lawyers(s): John E. Sutherland Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden Hearing Site: Boston, MA | | $0 |
| 21-02621 | 05/03/2023 | Claimant(s): Richard Westfall Claimant Lawyers(s): Michael S. Hill Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Lynne M. Gomez Hearing Site: Oklahoma City, OK | | Expungement |
| 20-01741 | 06/14/2022 | Claimant(s): Gary Amato Claimant Lawyers(s): Kirk G Smith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA | | $0 |
| 21-02881 | 06/08/2022 | Claimant(s): John Holt Claimant Lawyers(s): Joel M. Everest Respondent(s): CUSO Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL | ||
| 21-00195 | 12/15/2021 | Claimant(s): William Valenti Claimant Lawyers(s): Joel M. Everest Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 21-00676 | 11/15/2021 | Claimant(s): Serdar Ayman Claimant Lawyers(s): Serdar Ayman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Richard W. Dissen Hearing Site: Pittsburgh, PA | | $0 |
| 21-01046 | 10/27/2021 | Claimant(s): Tina Wang Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA |