| 24-00972 | 11/26/2024 | Claimant(s): Fred Huecker, Susan Huecker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Lawrence Nagel, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, John O. Lukanski
Arbitrator(s): George G. Kurschner
Hearing Site: Louisville, KY
|  | $26,156 |
| 23-03006 | 10/28/2024 | Claimant(s): Andrew Schultz
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 23-03514 | 09/05/2024 | Claimant(s): Erik Snyder, Richard Hargis
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Diane Ciccone, Carol H. Gold, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 23-02947 | 05/15/2024 | Claimant(s): Dale Emerick
Claimant Lawyers(s): Joel M. Everest
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf
Claimant Lawyers(s): Matt Williams
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel
Hearing Site: Columbia, SC
| | $125,400 |
| 22-02369 | 07/10/2023 | Claimant(s): Christopher Hagen
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | |
| 22-00864 | 06/30/2023 | Claimant(s): David Soble
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden
Hearing Site: Boston, MA
| | $0 |
| 21-02621 | 05/03/2023 | Claimant(s): Richard Westfall
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Lynne M. Gomez
Hearing Site: Oklahoma City, OK
| | Expungement |
| 20-01741 | 06/14/2022 | Claimant(s): Gary Amato
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | $0 |
| 21-02881 | 06/08/2022 | Claimant(s): John Holt
Claimant Lawyers(s): Joel M. Everest
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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