Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02116 | 05/03/2023 | Claimant(s): Matthew W. Nickerson, on behalf of IRA Claimant Lawyers(s): Kirk G Smith Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR |  | Expungement |
| 20-01741 | 06/14/2022 | Claimant(s): Gary Amato Claimant Lawyers(s): Kirk G Smith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA | | $0 |
| 20-01681 | 01/06/2021 | Claimant(s): Cynthia Foster, Cynthia M. Foster IRA Claimant Lawyers(s): Kirk G Smith Respondent(s): Kovack Securities Inc, Susan Penney Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Raymond C. Kerr, Randy Paul Bowser, Ben Hilfiger Hearing Site: Oklahoma City, OK | | Expungement |